Wells Fargo and LPL Financial Charged for Submitting Deficient Trading Data to SEC

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Luis de Guindos: Interview with the Telegraaf

Interview with Luis de Guindos, Vice-President of the ECB, conducted by Wouter van Bergen and Martin Visser20 December 2024 What has kept you awake over the past year? Looking back at recent times, I would say that my worst nightmare was that a cyber attack would wreak havoc in the payments system. We would have a complicated situation on our hands that would be very difficult to resolve and would have serious consequences for all of us. And what do you expect will keep you awake next year? For...

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Payment systems Memorandum of Understanding

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SEC Charges Utility Company Entergy Corp. with Internal Accounting Controls Violations

Automated access to our sites must comply with SEC. gov's Privacy and Security Policy. Please visit www. sec. gov/developer for more developer resources and Fair Access guidelines. Please visit www. sec. gov/privacy for more information on Privacy Policy. Reference ID: 0. 11284317. 1736589783. a2820f5

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Commissioner Johnson Announces Executive Staff Appointments

WASHINGTON, D. C. — CFTC Commissioner Kristin N. Johnson announced today that Danielle Abada, Christopher Lamb and Nita Somasundaram have joined her staff. “I am thrilled to welcome these talented members to my executive team,” Commissioner Johnson said. “I am confident that they will serve the Commission well and continue our important work promoting the integrity, resilience, and vibrancy of our derivatives markets. ” Danielle Abada, Senior Counsel Danielle joins Commissioner Johnson’s o...

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Restatement of Solvency II assimilated law: correction to standard formula mass lapse life underwriting risk rule in PS15/24

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FINMA welcomes PInC report on the CS crisis

The Swiss Financial Market Supervisory Authority acknowledges the report published today by the Parliamentary Investigation Committee into the CS crisis. In particular, it welcomes the recommendation made to the Federal Council for FINMA to have additional powers. It understands the criticism levelled at the way in which the “regulatory filter” was implemented in 2017. FINMA acknowledges the PInC report published today and particularly welcomes the recom...

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Federal Council appoints new member to FINMA’s Board of Directors

The Federal Council has elected Aline Darbellay to the Board of Directors of the Swiss Financial Market Supervisory Authority FINMA. From 1 January 2025, the renowned expert in financial market law will succeed Susan Emmenegger, who is stepping down from FINMA’s Board of Directors at the end of the year. At its meeting today, the Federal Council elected Aline Darbellay as a new member of FINMA’s Board of Directors. She will take up her mandate on 1 Janua...

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Website and Social Media Account Alert – Fraudulent website and social media accounts related to Bank of Singapore Limited

The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by Bank of Singapore Limited relating to a fraudulent website and social media accounts, which have been reported to the HKMA. A hyperlink to the press release is available on the HKMA website. The HKMA wishes to remind the public that banks will not send SMS or emails with embedded hyperlinks which direct them to the banks’ websites to carry out transactions. They will not ask custo...

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Website and Internet Banking Login Screen Alert – Fraudulent websites and internet banking login screens related to Nanyang Commercial Bank, Limited

The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by Nanyang Commercial Bank, Limited relating to fraudulent websites and internet banking login screens, which have been reported to the HKMA. A hyperlink to the press release is available on the HKMA website. The HKMA wishes to remind the public that banks will not send SMS or emails with embedded hyperlinks which direct them to the banks’ websites to carry out transactions. They wil...

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