SEC Announces Annual Regulatory Agenda

The Office of Information and Regulatory Affairs today released the Spring 2021 Unified Agenda of Regulatory and Deregulatory Actions. The report, which includes contributions related to the Securities and Exchange Commission, lists short- and long-term regulatory actions that administrative agencies plan to take. Read the SEC’s rulemaking list “To meet our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation, the SEC has a lot ...

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Statement by the Acting Comptroller of the Currency at the Financial Stability Oversight Council

News Release 2021-65 | June 11, 2021 Statement by the Acting Comptroller of the Currency at the Financial Stability Oversight Council WASHINGTON—Acting Comptroller of the Currency Michael J. Hsu made the following statement today at the meeting of the Financial Stability Oversight Council (FSOC) with respect to the LIBOR transition: Thank you, Madam Secretary, and thank you for your leadership of this body as I join colleagues in the Council for the first time t...

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SEC Charges Dentist-Turned-Investment Adviser for Three Separate Frauds

The Securities and Exchange Commission today charged Edgar M. Radjabli of Boca Raton, Florida, and two entities he controlled for engaging in three separate securities frauds of escalating size. The SEC’s complaint alleges that Radjabli, formerly a practicing dentist, and Apis Capital Management LLC, an unregistered investment adviser firm Radjabli owned and controlled, conducted a fraudulent offering of Apis Tokens, a digital asset representing tokenized interests in Apis Capital’s main inve...

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Bank for International Settlements and Bank of England launch Innovation Hub London Centre

Bank for International Settlements and Bank of England launch the BIS Innovation Hub London Centre. Expansion marks the fourth new BIS Innovation Hub Centre in two years. The London centre will help advance Innovation Hub's work on priority themes. The Bank for International Settlements (BIS) and the Bank of England today launched the BIS Innovation Hub London Centre, the fourth Innovation Hub Centre to be opened in the past two years. The BIS, toget...

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Updated sanction message

The Federal Department of Economic Affairs, Education and Research (WBF) has published an amendment to Annex 7 to the Ordinance of 8 June 2012 on measures against Syria (SR 946. 231. 172. 7). On 10 June 2021, the Federal Department of Economic Affairs, Education and Research (WBF) amended the list of persons, companies and organisations sanctioned in this context. The change is directly applicable in Switzerland. The WBF has therefore adapted sesam (SECO Sanctions Management), which is releva...

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Market Misconduct Tribunal sanctions Cheng Chak Ngok for insider dealing in China Gas shares

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ESMA Public Statement on the implementation of the FRANDT commercial terms to provide clearing services

Date: 11 June 2021 ESMA70-156-4627 PUBLIC STATEMENT Implementation of the FRANDT commercial terms to provide clearing services The European Securities and Markets Authority (ESMA) has been recently made aware of challenges that certain clearing members and clients are facing when preparing for the 18 June 2021 deadline to provide clearing services in accordance with FRANDT commercial terms. Under EMIR, clearing members and clients are required to provide clearing se...

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Transparency data: Government procurement card HMT spend greater than £500: March 2021

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Transparency data: HMT spend greater than £25,000: April 2021

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Bank for International Settlements and Bank of England launch Innovation Hub London centre

News releaseBank for International Settlements and Bank of England launch the BIS Innovation Hub London Centre. Expansion marks the fourth new BIS Innovation Hub Centre in two years. The London centre will help advance Innovation Hub’s work on priority themes. The Bank for International Settlements (BIS) and the Bank of England today launched the BIS Innovation Hub London Centre, the fourth new Innovation Hub Centre to be opened in the past two years. “The BIS, together with its partners, is t...

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