Pharmaceutical Company and Former Executives Charged With Misleading Financial Disclosures

The Securities and Exchange Commission today announced that Bausch Health, formerly Quebec, Canada-based Valeant Pharmaceuticals, agreed to pay a $45 million penalty to settle charges of improper revenue recognition and misleading disclosures in SEC filings and earnings presentations . Three former executives – the chief executive officer, chief financial officer, and controller – also agreed to pay penalties to settle charges against them . According to the SEC’s orders, when announcing cert...

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Acting Comptroller of the Currency Presents Varo Bank, N.A. Its Charter

News Release 2020-99 | July 31, 2020 Acting Comptroller of the Currency Presents Varo Bank, N . A . Its Charter WASHINGTON, D . C . —Acting Comptroller of the Currency Brian P . Brooks issued the following statement after presenting Varo Bank, N . A . its official charter: It is a great honor to present Varo Bank its full-service national bank charter . For more than 157 years, national bank charters have signified to the world that this bank meets our high stan...

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BSB Global a trading style of Lotens Partners Limited

We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

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uksavingssociety.com

We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

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Guidance: Financial sanctions, Cyber-Attacks

Published 28 June 2019 Last updated 31 July 2020 + show all updates 31 July 2020 Updated with 'Latest HM Treasury notice, 31/07/2020, Cyber-Attacks (Reg 2020/1125)' 28 June 2019 First published .

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Secure UK Bonds

We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

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FDIC Makes Public June Enforcement Actions

Press Release July 31, 2020 FDIC Makes Public June Enforcement Actions No Administrative Hearings Scheduled for August 2020 ...

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List of registered trade repositories

List of registered trade repositories

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EBA and ESMA launch consultation to revise joint guidelines for assessing the suitability of members of the management body and key function holders

Combating money laundering and terrorist financing is crucial for maintaining stability and integrity in the financial system . Therefore, uncovering any involvement of credit institutions and investment firms in money laundering and terrorist financing can have an impact on the viability and trust in the financial system . In this context, the draft joint Guidelines clarify that the knowledge, experience and skill requirements are important aspects in the fit and proper assessment ...

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Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

EBA/GL/2020/19 ESMA35-43-2464 31/07/2020 Consultation Paper on Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders under Directive 2013/36/EU and Directive 2014/65/EU DRAFT ON GUIDELINES ON THE ASSESSMENT OF THE SUITABILITY OF MEMBERS OF THE MANAGEMENT BODY AND KEY FUNCTION HOLDERS Guidelines on the assessment of suitability The institutions’ assessment of the...

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