Sharing Festive Joy with Smart Elders – Privacy Commissioner’s Office Volunteer Team Organises a Fraud Prevention Christmas Gathering for Around 200 Elders

Date: 23 December 2024  Sharing Festive Joy with Smart Elders – Privacy Commissioner’s Office Volunteer Team Organises a Fraud Prevention Christmas Gathering for Around 200 Elders The Volunteer Team of the Office of the Privacy Commissioner for Personal Data (PCPD) visited St. James’ Settlement Wan Chai District Elderly Community Centre on 20 December and organised a Christmas fraud prevention gathering for around 200 elders. In addition to having the ...

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Tai Mo Shan to Pay $123 Million for Negligently Misleading Investors About Stability of Terra USD

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SEC Adopts Rule Amendments to the Broker-Dealer Customer Protection Rule

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OCC Issues Annual Report for 2024

The Office of the Comptroller of the Currency (OCC) today published its 2024 Annual Report. The OCC Annual Report provides Congress with an overview of the condition of the federal banking system, discusses the OCC's strategic priorities and initiatives, and shares the agency's financial management and condition.

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Asset Purchase Facility: Gilt Sales – Market Notice 20 December 2024

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SEC Files Settled Charges Against Multiple Entities for Failing to Timely File Forms D in Connection With Securities Offerings

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SEC Charges Silver Point Capital with Policy Failures Regarding Receipt of Material Nonpublic Information About Bonds Issued by Puerto Rico

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Minutes of the UK Money Markets Code Sub-Committee – November 2024

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CFTC Approves Final Rule on Margin Adequacy, Treatment of Separate Accounts of a Customer by Futures Commission Merchants

WASHINGTON, D. C. — The Commodity Futures Trading Commission today announced a final rule to implement requirements for futures commission merchants related to margin adequacy and the treatment of separate accounts of a customer. The rule finalizes the Commission’s proposal, published in the Federal Register in March, to codify the no-action position in CFTC staff letter 19-17 regarding separate account treatment. That staff letter, which was supplemented and extended by CFTC Staff Letters 20...

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Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity Reports

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