SEC Charges Silver Point Capital with Policy Failures Regarding Receipt of Material Nonpublic Information About Bonds Issued by Puerto Rico

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Minutes of the UK Money Markets Code Sub-Committee – November 2024

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CFTC Approves Final Rule on Margin Adequacy, Treatment of Separate Accounts of a Customer by Futures Commission Merchants

WASHINGTON, D. C. — The Commodity Futures Trading Commission today announced a final rule to implement requirements for futures commission merchants related to margin adequacy and the treatment of separate accounts of a customer. The rule finalizes the Commission’s proposal, published in the Federal Register in March, to codify the no-action position in CFTC staff letter 19-17 regarding separate account treatment. That staff letter, which was supplemented and extended by CFTC Staff Letters 20...

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Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity Reports

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Wells Fargo and LPL Financial Charged for Submitting Deficient Trading Data to SEC

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Luis de Guindos: Interview with the Telegraaf

Interview with Luis de Guindos, Vice-President of the ECB, conducted by Wouter van Bergen and Martin Visser20 December 2024 What has kept you awake over the past year? Looking back at recent times, I would say that my worst nightmare was that a cyber attack would wreak havoc in the payments system. We would have a complicated situation on our hands that would be very difficult to resolve and would have serious consequences for all of us. And what do you expect will keep you awake next year? For...

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Payment systems Memorandum of Understanding

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SEC Charges Utility Company Entergy Corp. with Internal Accounting Controls Violations

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Commissioner Johnson Announces Executive Staff Appointments

WASHINGTON, D. C. — CFTC Commissioner Kristin N. Johnson announced today that Danielle Abada, Christopher Lamb and Nita Somasundaram have joined her staff. “I am thrilled to welcome these talented members to my executive team,” Commissioner Johnson said. “I am confident that they will serve the Commission well and continue our important work promoting the integrity, resilience, and vibrancy of our derivatives markets. ” Danielle Abada, Senior Counsel Danielle joins Commissioner Johnson’s o...

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Restatement of Solvency II assimilated law: correction to standard formula mass lapse life underwriting risk rule in PS15/24

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