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ESMA Notification Please find below recently created content on ESMA's website: News ESMA fines S&P; €1.11 million for failures related to the premature release of credit ratings to the public : https://www.esma.europa.eu/press-news/esma-news/esma-fines-sp-eu111-mil… Anonymous (not verified) 24 March 2023

ESMA fines S&P; €1.11 million for failures related to the premature release of credit ratings to the public [email protected]… 24 March 2023 Board of Supervisors Credit Rating Agencies Press Releases The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has fined S&P; Global Ratings Europe Limited (S&P;) a total of EUR 1,110,000, and issued a public notice for breaches of...

ESMA Notification Please find below recently created content on ESMA's website: News ESMA fines S&P; €1.11 million for failures related to the premature release of credit ratings to the public : https://www.esma.europa.eu/press-news/esma-news/esma-fines-sp-eu111-mil… Anonymous (not verified) 24 March 2023

An international financial regulatory conference (Conference) jointly co-organised by the Hong Kong Monetary Authority (HKMA) and the Bank for International Settlements (BIS) was successfully concluded today (24 March) in Hong Kong. The Conference brought together over 100 senior officials of central banks and regulatory authorities as well as top executives of financial institutions from more than 25 economies. This Conference followed a two-day meeting of the Basel Committee on Banki...

Date: 24 March 2023 A 31-year-old Chinese Male Arrested for a Suspected Doxxing Offence The Office of the Privacy Commissioner for Personal Data (PCPD) today arrested a Chinese male aged 31 in Kowloon. He was suspected to have disclosed the personal data of a data subject without his consent, in contravention of section 64(3A) of the Personal Data (Privacy) Ordinance (PDPO).   The investigation revealed that the victim and the arrested person once were inti...

Communication Department PRESS RELEASE Madrid, 23 March 2023 The Bank of Spain presents its projections for the Spanish economy and the Valencian Institute of Finance analyzes the financing needs of Valencian companies at a conference in Alicante The Director General of Economics and Statistics of the Bank of Spain, Ángel Gavilán, presented this morning at the institution's headquarters in Alicante the macroeconomic projections of the Spanish economy for the period 2023-2025. Likewise, ...

ESMA Notification Please find below recently created content on ESMA's website: Library Document CSDR Internalised Settlement Reporting - Issuer CSDs LEIs : https://www.esma.europa.eu/document/csdr-internalised-settlement-report… Anonymous (not verified) 23 March 2023

The Securities and Exchange Commission today charged Scott Hollender, Gabriel Migliano, Jr. , and Frank Vecchio for selling interests in shares of pre-IPO companies on behalf of StraightPath Venture Partners LLC, despite not being registered broker-dealers, and for misleading investors about the fees associated with those investments. The Commission previously charged StraightPath Venture Partners, StraightPath Management LLC, and its four principals in May 2022 in connection with a $410 millio...

Town Hall On Wednesday 29 March, the joint transformation programme will be hosting a Town Hall at the FCA in Stratford. In the first part of the event, our senior leadership team will provide an update on the progress of the programme and our future plans for Transforming Data Collection (TDC). During this section there will be an opportunity to ask questions and provide feedback on the programme and any of the information you have heard. This first part of the event will be hybrid giving atte...