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Third-country markets considered as equivalent to a regulated market under EMIR

Last Update: 14 September 2021

List of third-country markets considered as equivalent to a regulated market in the Union for

the purposes of the definition of OTC derivatives

The markets established in a third country and listed below have been considered as equivalent to a regulated market in the Union in accordance with Article 2a of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (EMIR) and for the purposes of Article 2(7) of this Regulation.

The table below is published by ESMA in accordance with Article 2a(3) of EMIR.

Table 1: List of third-country markets considered as equivalent to a regulated market in the Union for the

purposes of Article 2(7) of EMIR

ID

Name of the third-country market

Country of

establishment

Regulation

Date of

(EU) reference

Implementing

number

Decision

1

Bitnomial Exchange, LLC

United States of America

2021/583

9 April 2021

2 Cantor Futures Exchange, L. P.

United States of America

2016/1073

1 July 2016

3 CBOE Futures Exchange, LLC

United States of America

2016/1073

1 July 2016

4

Chicago Board of Trade (Board of Trade of the City of Chicago, Inc. )

United States of America

2016/1073

1 July 2016

5 Chicago Mercantile Exchange, Inc.

United States of America

2016/1073

1 July 2016

6 Commodity Exchange, Inc.

United States of America

2016/1073

1 July 2016

7

ELX Futures, L. P.

United States of America

2016/1073

1 July 2016

8

Eris Exchange, LLC

United States of America

2016/1073

1 July 2016

9

ICE Futures U. S. , Inc.

United States of America

2016/1073

1 July 2016

10 KalshiEX, LLC

United States of America

2021/583

9 April 2021

11

LedgerX, LLC

United States of America

2021/583

9 April 2021

12

LMX Labs, LLC

United States of America

2021/583

9 April 2021

13 Minneapolis Grain Exchange, Inc.

United States of America

2016/1073

1 July 2016

14 New York Mercantile Exchange, Inc.

United States of America

2016/1073

1 July 2016

15 Nodal Exchange, LLC

United States of America

2016/1073

1 July 2016

16

North American Derivatives Exchange, Inc.

United States of America

2016/1073

1 July 2016

17 OneChicago LLC

United States of America

2016/1073

1 July 2016

18 Small Exchange, Inc

United States of America

2021/583

9 April 2021

19 TrueEX LLC

United States of America

2016/1073

1 July 2016

20 Nasdaq Futures, Inc.

United States of America

2016/1073

1 July 2016

16 ASX

17 ASX24

18 Chi-X

Australia

2016/2272

15 December 2016

Australia

2016/2272

15 December 2016

Australia

2016/2272

15 December 2016

19 Bourse de Montreal Inc.

Canada

2016/2273

15 December 2016

20 Canadian Securities Exchange

Canada

2016/2273

15 December 2016

21

ICE Futures Canada, Inc.

Canada

2016/2273

15 December 2016

22 NGX Inc.

23 TSX Inc.

Canada

2016/2273

15 December 2016

Canada

2016/2273

15 December 2016

24 TSX Venture Inc.

Canada

2016/2273

15 December 2016

25 Alpha Exchange Inc.

Canada

2016/2273

15 December 2016

26 Aequitas Neo Exchange Inc.

Canada

2016/2273

15 December 2016

27 Tokyo Stock Exchange, Inc.

28 Osaka Exchange, Inc.

29 Nagoya Stock Exchange, Inc.

Japan

Japan

Japan

2016/2271

15 December 2016

2016/2271

15 December 2016

2016/2271

15 December 2016

30 Fukuoka Stock Exchange

31 Sapporo Securities Exchange

32 Tokyo Financial Exchange Inc.

33

Osaka Dojima Commodity Exchange Inc.

34 Tokyo Commodity Exchange, Inc.

35 36 Singapore Exchange Derivatives Trading Limited Singapore Exchange Securities Trading Limited Japan Japan Japan Japan Japan 2016/2271 15 December 2016 2016/2271 15 December 2016 2016/2271 15 December 2016 2016/2271 15 December 2016 2016/2271 15 December 2016 Singapore 2016/2270 15 December 2016 Singapore 2016/2270 15 December 2016 37 ICE Futures Singapore Singapore 2016/2270 15 December 2016

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